FINMA Circular 2023/1

FINMA Circular 2023/1

FINMA Circular 2023/1

Understanding FINMA Outsourcing & Third-Party Risk Management Regulations


The Swiss Financial Market Supervisory Authority (FINMA) has put in place major regulations for outsourcing and third-party risk management to guarantee the security and resilience of financial institutions.

Understanding FINMA Outsourcing & Third-Party Risk Management Regulations


The Swiss Financial Market Supervisory Authority (FINMA) has put in place major regulations for outsourcing and third-party risk management to guarantee the security and resilience of financial institutions.

Understanding FINMA Outsourcing & Third-Party Risk Management Regulations


The Swiss Financial Market Supervisory Authority (FINMA) has put in place major regulations for outsourcing and third-party risk management to guarantee the security and resilience of financial institutions.

Key Takeaways

Key Takeaways

Summary of FINMA Circular 2023/1

Summary of FINMA Circular 2023/1

Summary of FINMA Circular 2023/1

Major requirements and implementation schedule

Major requirements and implementation schedule

Major requirements and implementation schedule

Summary of FINMA Outsourcing Circular 2018/3

Summary of FINMA Outsourcing Circular 2018/3

Summary of FINMA Outsourcing Circular 2018/3

Understanding its effect on financial institutions

Understanding its effect on financial institutions

Understanding its effect on financial institutions

Operational Risk & Resilience Management

Operational Risk & Resilience Management

Operational Risk & Resilience Management

Measures to enhance business continuity

Measures to enhance business continuity

Measures to enhance business continuity

Business Continuity Planning Guidance

Business Continuity Planning Guidance

Business Continuity Planning Guidance

Procedures for documentation and testing continuity plans

Procedures for documentation and testing continuity plans

Procedures for documentation and testing continuity plans

Third-Party Risk Assessment & Management

Third-Party Risk Assessment & Management

Third-Party Risk Assessment & Management

Outsourcing risk mitigation best practices

Outsourcing risk mitigation best practices

Outsourcing risk mitigation best practices

Mandatory regulated entities under FINMA Circular

Mandatory regulated entities under FINMA Circular

Mandatory regulated entities under FINMA Circular

  • Banks

  • Insurance Companies

  • Financial Institutions

  • Collective Investment Schemes 

  • Fund Management Companies

  • Insurance Intermediaries

  • Banks

  • Insurance Companies

  • Financial Institutions

  • Collective Investment Schemes 

  • Fund Management Companies

  • Insurance Intermediaries

To get a detailed understanding, please signup and connect with our escrow expert.

To get a detailed understanding, please signup and connect with our escrow expert.

To get a detailed understanding, please signup and connect with our escrow expert.

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CastlerCode is a groundbreaking cloud-native software escrow solution. It offers seamless integration, automates source code deposits, and grants you secure access from anywhere, anytime. CastlerCode is amongst the world's first cloud-native software escrow solution offering cloud-storage for Software, Source-Code & SaaS in an escrow environment.

Other Business Solutions

Castler Escrow Banking, India's Largest Escrow-as-a-Service Platform, automates the Escrow account management and improves the user experience for managing payments and settlements. By leveraging technology to streamline these transactions, Castler makes the process more efficient, secure and convenient for its users.

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Copyright @2025 Castler. All rights reserved.


Made in India 🇮🇳

CastlerCode is a groundbreaking cloud-native software escrow solution. It offers seamless integration, automates source code deposits, and grants you secure access from anywhere, anytime. CastlerCode is amongst the world's first cloud-native software escrow solution offering cloud-storage for Software, Source-Code & SaaS in an escrow environment.

Other Business Solutions

Castler Escrow Banking, India's Largest Escrow-as-a-Service Platform, automates the Escrow account management and improves the user experience for managing payments and settlements. By leveraging technology to streamline these transactions, Castler makes the process more efficient, secure and convenient for its users.

Talk to our Experts

Software Escrow

Escrow Solution

Information Escrow

IP Protection

Document Escrow

Trade Secret Escrow

Register Data Escrow

Data Escrow

Intellectual Property Archive

Intellectual Property Audit

Verification Service

L1 Verification

L2 Verification

Copyright @2025 Castler. All rights reserved. Made in India 🇮🇳